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Article and Insights
Sustainable Finance Update: An Overview of the Latest Legal Developments in Sustainable Finance
Sustainable finance is continuing to dominate agendas in the financial services industry with an ...
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Article and Insights
Investment Firms: CBI Consultation on Competent Authority Discretions in the IFD/IFR
The Investment Firms Directive and Investment Firms Regulation (IFD/IFR) will become applicable f...
Consultant
Patricia Taylor
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Article and Insights
MFID Firms’ Use of Tied Agents Circumventing EU Market Access Rules
ESMA issues expectations for MiFID firms' use of tied agents in light of post-Brexit 'circumventi...
Consultant
Patricia Taylor
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Article and Insights
The New EU Regulatory Regime on Crowdfunding – Jan 21
Read our briefing on the new European regulatory regime on crowdfunding.
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Article and Insights
The New EU Regulatory Regime on Crowdfunding
Read our briefing on the new European regulatory regime on crowdfunding.
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Operational Resilience: regulatory guidance published for financial services sector
The Guidelines set out a recommended approach for ensuring operational resilience through the man...
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Article and Insights
Virtual Asset Service Providers Become Subject to Registration Requirements and AML/CTF Obligations
On 23 April 2021, provisions of the Fifth Anti-Money Laundering Directive (5AMLD) were transposed...
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Article and Insights
EU Solution To LIBOR Cessation & Non-EU FX Spot Rate Access
The EU has proposed amendments to the Benchmarks Regulation to address issues arising from the co...
