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Article and Insights
Funds Focus – July 26
July 2026 update: Irish and EU fund regulatory developments, including CBI UCITS changes, ESMA CSAs, delegation review, and Q3 tracker.
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Article and Insights
European Accessibility Act – Impact on Asset Managers
The European Accessibility Act ((EU) 2019/882) is a directive that aims at providing greater accessibility for people with disabilities, to a wide ...
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Article and Insights
Asset Management & Investment Funds Update – November 2024
November 2024 updates across sustainable finance, UK distribution, ELTIFs regulatory technical standards, T+1 updates and industry communication on...
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Article and Insights
MiFID II Marketing Communications Requirements – Dear CEO Letter – Key Themes 2
William Fry's Financial Regulation team examines key themes highlighted by the Central Bank in its recent Dear CEO Letter on MiFID II Marketing Com...
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Article and Insights
MiFID II Marketing Communications Requirements – Dear CEO Letter – Key Themes 1
William Fry's Financial Regulation team examines key themes highlighted by the Central Bank in its recent Dear CEO Letter on MiFID II Marketing Com...
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Article and Insights
MiFID II Marketing Communications Requirements – Dear CEO Letter – Required Actions
William Fry's Financial Regulation team looks at the background to and actions arising from a Central Bank Dear CEO Letter to MiFID investment firm...
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Article and Insights
Authorisation as a MiFID Investment Firm in Ireland
In our attached briefing, we break down the revised MiFID authorisation process and outline the steps required for authorisation.
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Article and Insights
White Collar Crime & Investigations Spring 2021 Briefing
In our Spring 2021 briefing, our White Collar Crime & Investigations team have collated recent domestic and international developments in the area ...
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Article and Insights
Investment Firms: CBI Consultation on Competent Authority Discretions in the IFD/IFR
The Investment Firms Directive and Investment Firms Regulation (IFD/IFR) will become applicable for MiFID authorised investment firms from 26 June ...
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Article and Insights
Asset Management & Investment Funds Update – Sep 21
Welcome to the September edition of our Asset Management & Investment Funds Update.
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Article and Insights
Asset Management & Investment Funds Update – June 2022
Welcome to the June 2022 edition of our Asset Management & Investment Funds Update
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Article and Insights
Asset Management & Investment Funds Update – May 2022
Welcome to the May 2022 edition of our Asset Management & Investment Funds Update
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Article and Insights
Legal News – March 2022
Here is a selection of our recent publications on subjects that may affect you or your business.
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Article and Insights
MFID Firms’ Use of Tied Agents Circumventing EU Market Access Rules
ESMA issues expectations for MiFID firms' use of tied agents in light of post-Brexit 'circumvention' of MiFID framework.
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Article and Insights
The New EU Regulatory Regime on Crowdfunding – Jan 21
Read our briefing on the new European regulatory regime on crowdfunding.
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Article and Insights
The New EU Regulatory Regime on Crowdfunding
Read our briefing on the new European regulatory regime on crowdfunding.
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Article and Insights
Asset Management & Investment Funds Update – Dec 21
Welcome to the December 2021 edition of our Asset Management & Investment Funds Update
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Article and Insights
Central Bank issues “Dear CEO” Letters to MiFID Firms on “Unregulated Activities” and “Appropriateness”
The Central Bank has set out its regulatory and compliance expectations for the provision of unregulated activities and the application of the 'app...
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Article and Insights
ESMA Recommends UCITS Managers & AIFMS in-scope for MiFID Requirements
ESMA has recommended that the European Commission extend the scope of ESMA's (and national regulators') power under MiFID to restrict or prohibit t...
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Article and Insights
The Future of Irish Funds is Greener: European Union Action Plan on Sustainable Finance & Asset Management
The EU Action Plan on Sustainable Finance: What UCITS ManCos, AIFMs and MiFID-authorised investment firms need to know.
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Article and Insights
No-deal Brexit ready? A Q&A for Irish Investment Funds
A 'ready-reckoner' to help funds and their managers conduct a health-check of existing arrangements if a no-deal Brexit does happen.
