Each month our Asset Management & Investment Funds team write a ‘Legal & Regulatory Update’.
The topics covered in this months edition are below. For further information on any of these items, please email or phone any member of our Funds Team.
- PRIIPS KIDs – ESAs consult on resolution measures
- Have we seen the end of Share Cancellation in MMFs?
- Publication of Sixth Anti Money Laundering Directive
- Final Corporate Governance Code for Investment Firms Published
- In-Scope Firms
- Main Provisions of the Code
- Legal Basis of Code
- Sanctions
- UCITS and AIFMD Depositaries – Asset Segregation Obligation Amendments Finalised
