Home Knowledge Asset Management & Investment Funds Update – November 18

Asset Management & Investment Funds Update - November 18


Each month our Asset Management & Investment Funds team write a ‘Legal & Regulatory Update’. Welcome to the November issue.

The topics covered in this months edition are below. For further information on any of these items, please email or phone any member of our Funds Team.

  • PRIIPS KIDs – ESAs consult on resolution measures
  • Have we seen the end of Share Cancellation in MMFs?
  • Publication of Sixth Anti Money Laundering Directive
  • Final Corporate Governance Code for Investment Firms Published
    • In-Scope Firms
    • Main Provisions of the Code
    • Legal Basis of Code
    • Sanctions 
  • UCITS and AIFMD Depositaries – Asset Segregation Obligation Amendments Finalised

Click here or on the image below for a our full update.

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Funds Update Nov 18