Each month our Asset Management & Investment Funds team write a ‘Legal & Regulatory Update’. Welcome to the our extended edition for December 18 and January 19.
The topics covered in this months edition are below. For further information on any of these items, please email or phone any member of our Funds Team.
- Central Bank assurance on delegation of portfolio management to UK managers
- Listed fund companies required to disclose board diversity information
- MMFs – Share Cancellation Facility Removal – Timetable Extended
- Central Bank consults on AML/CTF Guidelines for the Financial Sector and 5AMLD legislation receives Cabinet approval
- Central Bank Once-Off Supervisory Levy for New Asset Management Firms
- UK Temporary Permissions Regime opens
- ESMA updates MiFID II Q&As with transparency-related & commodity derivatives topics
- Two Year Reprieve of PRIIPS KID for UCITS
- EU sets out ‘no-deal’ Brexit Plans
- Legal Services Sector Initiative becomes part of Irish Government’s Brexit Strategy
- ESMA consults on integration of ESG risks/factors into UCITS and AIFMD regimes
- ESMA updates Q&As on Benchmarks Regulation (BMR)
- Commission extends Swiss Stock Exchange equivalence until 30 June 2019
- Central Bank publishes report on outsourcing by regulated firms
- ESMA issues consultation paper on guidelines for MMF reporting
Click here or on the image below for a our full update.
