Home Knowledge Asset Management & Investment Funds Update – Nov 21

Asset Management & Investment Funds Update - Nov 21


Welcome to the November 2021 edition of our Asset Management & Investment Funds Update.

  • Dates & Deadlines: Q4 ’21 / Q1 ’22
    Stay ahead of upcoming deadlines and key dates with our legal & regulatory tracker.  Click here to download.
  • SFDR Level 2: FAQ on ESA finalised measures
    An analysis of the final SFDR regulatory technical standards and the impacts for fund managers.  Click here to download.
  • Is PRIIPs Exemption for UCITS to be Extended Once More?
    The PRIIPs deadline for UCITS is expected to be extended to 1 January 2023.  Click here to download our PRIIPs FAQ for UCITS managers.
  • ESMA Enforcement Priorities Focus on Climate-Related Disclosures
    An analysis of the European Enforcement Priorities for 2021 financial statements. Click here to download.
  • New Outsourcing Guidance for Regulated Firms
    IOSCO publish updated Outsourcing Principles of relevance to fund managers’ CP86 action plans. Click here to download.
  • Investment Firms: Central Bank Notice on Competent Authority Discretions in the IFD/IFR
    An analysis of the Central Bank’s October 2021 IFD/IFR Implementation Notice. Click here to download.