Welcome to our Asset Management & Investment Funds October 2021 update. If you have any queries in relation to these matters please contact any of our Asset Management & Investment Funds Partners or your usual contact at William Fry.

• Dates & Deadlines: Q4 ’21 / Q1 ’22
  Stay ahead of upcoming deadlines and key dates with our legal & regulatory tracker.
• PRIIPs for UCITS
  Following the adoption of revisions to PRIIPs Level 2, we analyse the key PRIIPs pain points for UCITS managers.
• Less Than 3 Months To Next SFDR Compliance Deadline
  Check out our decision tree to determine the scope and impact of the 1 January 2022 SFDR deadline.
• Central Bank Fines UCITS Manco For IM Breach of Investment Restrictions
  See our analysis of this ground-breaking sanction and the key takeaways for UCITS managers.
• Regulatory Focus on Third-Party Management Companies
  Third-party fund management companies are increasingly in focus as internally managed funds seek CP86 solutions.
• IMF: We’ve fixed the banks “now we must do the same for investments funds”
  IMF recommends macroprudential policies for funds to address financial stability concerns.
• Central Bank Requires Additional Beneficial Ownership Filings
  ICAVs, unit trusts, ILPs and CCFs must resubmit beneficial ownership details in Q4 2021.