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Article and Insights

A Fund Manager’s Guide to 2022

In our first Asset Management & Investment Funds Update of the year, we analyse the key dates and...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

Private Sector’s Role in Financing the EU Green Deal

The EU has launched a wide-ranging and highly impactful programme to re-orient private investment...

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

New Requirements for Marketing ESG Retail Funds in France Published by the AMF

On 11 March 2020, the AMF published a Position - Recommendation entitled 'Information to be provi...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

New EU Disclosure Rules Mandate Environmental Performance Reporting for Insurers, Banks and Listed Corporates from 1 Jan 2022

Read our FAQ on the new disclosure rules for reporting the environmental performance of activitie...

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Article and Insights

IOSCO’s Leverage Framework for Investment Funds

On 13 December 2019, IOSCO published recommendations for the measurement and monitoring of levera...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

FAQ: New EU Sustainability Reporting Regime

New sustainability reporting rules for all large EU companies and all EU-listed companies applica...

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

European Commission SFDR Q&A Published

An analysis of the key takeaways from the European Commission SFDR Q&A

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

EU Issues ‘Gold Standard’ for Environmentally Sustainable Activities

On 21 April 2021, the EU published the first of two planned sets of performance criteria for envi...

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

ESMA Issues Guidelines On Calculation Of Performance Fees

On 3 April 2020, ESMA published its Guidelines on performance fees in UCITS and certain types of ...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

ESG Disclosure Rules: If Not RTS, Then What?

Commission signals delay to the application of ESA technical standards for compliance with the Su...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

COVID-19 Update: Shorting Bans Introduced Across Europe

The last two days has seen Spain, France, Italy and Belgium introduce temporary restrictions on n...

Vincent Coyne
Partner
Vincent Coyne
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Article and Insights

COVID-19 Update: Amendments To The International Framework For Margin Requirements For Non-Centrally Cleared Derivatives

Final deadlines for the exchange of initial margin for non-centrally cleared derivatives to be de...

Vincent Coyne
Partner
Vincent Coyne
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Article and Insights

Commission Issues New SFDR Q&A

On 25 May 2022, a second SFDR Q&A from the Commission was published which is highly likely to imp...

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

Central Bank Publishes Findings from Thematic on Cybersecurity Risk Management

The Central Bank has published its findings following a thematic inspection of investment firms a...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

Central Bank Outsourcing Guidance for all Regulated Firms_

On 17 December 2021, the Central Bank published, with immediate effect, cross-industry guidance f...

Shane Kelleher
Partner
Shane Kelleher
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Article and Insights

Central Bank Outsourcing Guidance for all Regulated Firms

On 17 December 2021, the Central Bank published, with immediate effect, cross-industry guidance f...

Shane Kelleher
Partner
Shane Kelleher
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Article and Insights

Central Bank Data Requests Issued to Corporate Debt & Real Estate Funds

Following on from our June briefing (ESMA supports targeted review of corporate debt and property...

Vincent Coyne
Partner
Vincent Coyne
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Article and Insights

Building the Case for a Macroprudential Framework for Funds

Regulators' interest in the development of a more comprehensive macroprudential framework for fun...

Sergey Dolomanov
Partner
Sergey Dolomanov
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Article and Insights

Asset Management & Investment Funds Update – Sep 21

Welcome to the September edition of our Asset Management & Investment Funds Update.

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

ESMA Lowers Reporting Threshold For Short Positions In Response to Covid-19 Pandemic

ESMA has issued a statement outlining its decision, effective immediately, to temporarily lower t...

Vincent Coyne
Partner
Vincent Coyne
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Article and Insights

Asset Management & Investment Funds Update – June 2022

Welcome to the June 2022 edition of our Asset Management & Investment Funds Update

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

EU Sanctions: Asset Freezes and Capital Markets Access Restrictions

To date in 2022, the EU has adopted four sanctions packages in response to the developing situati...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

Asset Management & Investment Funds Update – May 2022

Welcome to the May 2022 edition of our Asset Management & Investment Funds Update

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

MFID Firms’ Use of Tied Agents Circumventing EU Market Access Rules

ESMA issues expectations for MiFID firms' use of tied agents in light of post-Brexit 'circumventi...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

ESMA Issues Guidance for Combating Greenwashing

In a wide-ranging briefing, ESMA sets out guidance for the supervision of SFDR compliance and com...

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

Asset Management & Investment Funds Update – Nov 21

Welcome to the November 2021 edition of our Asset Management & Investment Funds Update.

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

EU Sustainable Investment Taxonomy: Will you Qualify as ‘Green’?

On 29 January 2020, the agreed text of the EU's framework for classifying which activities are 'g...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

SFDR Level 2 – 7 Months To Go

1 January 2022 is the next key compliance deadline for funds and fund managers under the EU Susta...

Nessa Joyce
Partner
Nessa Joyce
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Article and Insights

EU Solution To LIBOR Cessation & Non-EU FX Spot Rate Access

The EU has proposed amendments to the Benchmarks Regulation to address issues arising from the co...

Sergey Dolomanov
Partner
Sergey Dolomanov
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Article and Insights

VAT Exemption for Management of Special Investment Funds – A Change in Approach?

An analysis for Irish fund management companies of the impact of the decision in the Blackrock VA...

Ted McGrath
Partner
Ted McGrath
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Article and Insights

ESMA To Retain Derivative Trading Rules Post Brexit Transition

ESMA has confirmed to market that it does not believe there is a risk to compliance with the MiFI...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

ESMA Publishes Guidelines On SFTR Reporting

On 6 January 2020, ESMA published its Level 3 Guidelines for compliance with the obligation to re...

Sergey Dolomanov
Partner
Sergey Dolomanov
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Article and Insights

Central Bank Identifies Deficiencies in Investment Firms’ Management of Conduct Risk

In a recent industry letter, the Central Bank specified good and bad practices in the identificat...

John Aherne
Partner
John Aherne
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Article and Insights

Central Bank Publishes QIAIF Consultation and New Q&As

The Central Bank has published a new consultation with draft guidance for PE funds and other clos...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

ESMA Recommends Liquidity Action Items for Funds

Following its recent deep-dive liquidity review of corporate debt and property funds, ESMA has re...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

Coping with COVID, A Prescription for Fund Managers and Fund Boards

The evolving COVID-19 crisis poses a profound set of challenges for all regulated financial servi...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

EU Supervisors Consult on Funds’ & Fund Managers’ ESG Disclosure Obligations

The ESAs have launched a consultation on technical standards for complying with obligations under...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

ESMA Recommends UCITS Managers & AIFMS in-scope for MiFID Requirements

ESMA has recommended that the European Commission extend the scope of ESMA's (and national regula...

Sergey Dolomanov
Partner
Sergey Dolomanov
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Article and Insights

No-Deal 2.0 Checklist: A Q&A for Irish Investment Funds & Fund Management Companies

As the end of the UK/EU transition period draws near, fund promoters and management companies can...

Vincent Coyne
Partner
Vincent Coyne
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Article and Insights

Post-Crisis Regulation Continues With Revised Recommendations To Limit Leverage Build-Up In SFTs

Funds remain in-scope of FSB framework for haircuts on non-centrally cleared SFTs.

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

First Concrete Steps Taken To Implement EU Sustainable Finance Action Plan

On 9 December 2019, the first of the legislative measures in the EU's Sustainable Finance Action ...

Patricia Taylor
Consultant
Patricia Taylor
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Article and Insights

The Central Bank’s consultation on a proposed set of rules in investment funds & other Briefings October 19

Each month our Asset Management & Investment Funds team write a 'Legal & Regulatory Update'. Welc...

Vincent Coyne
Partner
Vincent Coyne
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Article and Insights
Patricia Taylor
Consultant
Patricia Taylor